Leo Ottoway Whitlow

Current Employers

Employment History

• 06/1986 → Present
  Viriginia Asset Management
  Richmond, VA
• 07/1987 → 08/2023
  Securian Financial Services, Inc.
  St. Paul, MN
• 08/1986 → 08/2023
  Minnesota Life
  St. Paul, MN
• 08/2006 → 01/2020
  Select Brokers, Llc
  Midlothian, VA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Midlothian, VA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-12-03 → 2023-08-10
  Securian Financial Services, Inc.
  Richmond, VA
  Midlothian, VA
  St. Paul, MN
• 2000-01-12 → 2002-12-02
  Investment Advisory Group, Inc.
  Richmond, VA

Other Businesses

1. VARINA RURITAN CLUB POSITION: Officer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: , Richmond VA , United States DESCRIPTION: Officer 2. OSBORNE PROPERTIES, II, LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2020 ADDRESS: 1463 BATTERY HILL DR, RICHMOND VA 23231, United States DESCRIPTION: Divided this business into two entities 3. OSBORNE PROPERTIES I LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2000 ADDRESS: 1463 BATTERY HILL DR, RICHMOND VA 23231, United States DESCRIPTION: Manage rental properties; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 08/1976, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 5. NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/1986 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-01
• S63 Uniform Securities Agent State Law Examination
  1982-03-24

Other Names

• Buddy Whitlow