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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2009-10-16 |
Branch Locations
242 West Carolina Avenue, Hartsville, SC 29550 • United States
460 West Wesmark Blvd., Sumter, SC 29150 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Sumter | SC | 10/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1981-10-20 |
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