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Victor Allen Lancaster

LPl Financial LLC

Louisville, KY

CRD 5184081

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-18
KY RA APPROVED 2026-01-12
  • TX RA
    APPROVED_RES
    Since 2026-03-18
  • KY RA
    APPROVED
    Since 2026-01-12

Branch Locations

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lancaster Outdoor, Inc. Louisville KY 10/2012 05/2018
Invest Financial Corporation Louisville KY 04/2013 02/2018
Lpl Financial Llc Louisville KY 02/2018 Present
  • 10/2012 → 05/2018
    Lancaster Outdoor, Inc.
    Louisville, KY
  • 04/2013 → 02/2018
    Invest Financial Corporation
    Louisville, KY
  • 02/2018 → Present
    Louisville, KY
Previous Registrations
  • 2013-04-25 → 2018-02-14
    Invest Financial Corporation
    Cincinnati, OH
    Louisville, KY
  • 2010-07-09 → 2012-10-19
    Cincinnati, OH
  • 2007-11-14 → 2010-06-29
    J.J.B. Hilliard, W.L. Lyons, Llc
    Lexington, KY
    Louisville, KY
Other Businesses

1. 03/21/2022 - Pinnacle Designs, LLC - Not Investment Related - 7606 Highway 329; Crestwood, KY 40014 - Other - Business Owner - Owner - Start Date - 11/21/2019 - 10 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-13
  • S66 Uniform Combined State Law Examination
    2007-11-13
Other Names
  • Tory Lancaster
  • Victor Lancaster

View on SEC IAPD

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