Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-18 |
| KY | RA | APPROVED | 2026-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lancaster Outdoor, Inc. | Louisville | KY | 10/2012 | 05/2018 |
| Invest Financial Corporation | Louisville | KY | 04/2013 | 02/2018 |
| Lpl Financial Llc | Louisville | KY | 02/2018 | Present |
1. 03/21/2022 - Pinnacle Designs, LLC - Not Investment Related - 7606 Highway 329; Crestwood, KY 40014 - Other - Business Owner - Owner - Start Date - 11/21/2019 - 10 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-13 |
Reach out to this advisor