Harris S Holzberg

Current Employers

Holzberg Wealth Management, Inc.

Corte Madera, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

Corte Madera, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Holzberg Wealth Management	Corte Madera	CA	04/2013	Present

04/2013 → Present

Holzberg Wealth Management

Corte Madera, CA

Previous Registrations

2007-05-31 → 2013-04-25

Wedbush Securities Inc.

Corte Madera, CA

San Francisco, CA

Other Businesses

1-HARRIS HOLZBERG TYPE OF BUSINESS SECURITIES EXPERT WITNESS; SOLE PROP.;TITLE-CONSULTANT;DUTIES-LITIGATION SUPPORT 24 HAWTHORNE LANE, CORTE MADERA, CA 94925 PERCENTAGE OF TIME SPEND IN ACTIVITIES INVOLVING THE OUTSIDE BUSINESS ACTIVITY IS 5%

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-02-19
S63	Uniform Securities Agent State Law Examination	1999-01-12

S65 Uniform Investment Adviser Law Examination

1999-02-19
S63 Uniform Securities Agent State Law Examination

1999-01-12

Designations

View on SEC IAPD