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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| LA | RA | APPROVED | 2014-08-22 |
| NC | RA | APPROVED | 2014-08-06 |
| FL | RA | APPROVED | 2014-08-04 |
| TX | RA | APPROVED_RES | 2014-08-01 |
| OH | RA | APPROVED | 2014-07-31 |
Branch Locations
3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Palm Beach Gardens | FL | 07/2014 | Present |
| Jpmorgan Chase Bank Na | Palm Beach Gardens | FL | 07/2014 | Present |
| Inari Medical | Irvine | CA | 09/2020 | Present |
Entity Name: INARI MEDICAL Investment related: No Address: 9 PARKER SUITE 100 IRVINE, CA 92618 Nature of the other business: Commercial-stage medical device company. Position/Title/Relationship: Medical Symposium Speaker Start Date: 29-Sep-2020 Approximate # of hours a month: 2-3 initially, likely none thereafter Approximate # of hours during securities trading hours: 2-3 total Briefly describe your duties: To share my experiences as a patient Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1982-04-20 |
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