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Charles Willard Fish

Charles Fish Investments, Inc.

Irvine, CA

CRD 1010653

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Employer firm

Charles Fish Investments, Inc. CRD 110445

$331M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Fish Investments, Inc.

30 Corporate Park Suite 410, Irvine, CA 92606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-01-12
  • CA RA
    APPROVED
    Since 2010-01-12

Branch Locations

30 Corporate Park Suite 410, Irvine, CA 92606 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Fish Investments, Inc. Irvine CA 10/1996 Present
Previous Registrations
  • 1996-09-12 → 2009-12-31
    Irvine, CA
    Irvine, CA
  • 2008-04-04 → 2009-12-31
    Rockwater Municipal Advisors, Llc
    Irvine, CA
Other Names
  • Skip Fish

View on SEC IAPD

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