Charles Willard Fish

Current Employers

Charles Fish Investments, Inc.

30 Corporate Park Suite 410, Irvine, CA 92606 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2010-01-12

CA RA
APPROVED

Since 2010-01-12

Branch Locations

30 Corporate Park Suite 410, Irvine, CA 92606 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial Yes
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Fish Investments, Inc.	Irvine	CA	10/1996	Present

10/1996 → Present

Charles Fish Investments, Inc.

Irvine, CA

Previous Registrations

1996-09-12 → 2009-12-31

Charles Fish Investments, Inc.

Irvine, CA

Irvine, CA
2008-04-04 → 2009-12-31

Rockwater Municipal Advisors, Llc

Irvine, CA

Current Employers

Charles Fish Investments, Inc.

Disclosures

Employment History

Previous Registrations

Other Names

Other Firms

Other Investors

Other Offices

Reviews