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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2002-11-06
  • IL RA
    APPROVED
    Since 2002-11-06

Branch Locations

40 E Hinsdale Ave Ste 201, Hinsdale, IL 60521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Life Insurance Co Milwaukee WI 07/1977 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 01/1982 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 Present
  • 07/1977 → Present
    The Northwestern Life Insurance Co
    Milwaukee, WI
  • 01/1982 → Present
    Milwaukee, WI
  • 05/2007 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2004-03-29 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-18
S63 Uniform Securities Agent State Law Examination 1990-03-23
  • S65 Uniform Investment Adviser Law Examination
    1999-03-18
  • S63 Uniform Securities Agent State Law Examination
    1990-03-23
Designations
Other Names
  • Jr Edward John Koznarek

View on SEC IAPD

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