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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2007-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 03/1980 | Present |
| Northwestern Mutual Life | Milwaukee | WI | 03/1980 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2007 | Present |
1. 2.50% OWNER, FJD REALTY, LLC (REAL ESTATE HOLDING COMPANY), INVESTMENT PROPERTY, START DATE: 7/1/2008, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, REAL ESTATE HOLDING COMPANY 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED 3. CHAIRMAN OF LEADERSHIP BOARD; MEMBER OF FINANCE COMMITTEE, GRACE UM CHURCH, 516 SHINNICK ST, ZANESVILLE, , OHIO, 43701, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 2/20/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, GRACE UM CHURCH BOARD CHAIRMAN AND MEMBER OF FINANCE COMMITTEE; NO CHECKWRITING AUTHORIZATION; REVIEW FINANCIALS AND CONDUCT MEETINGS non-investment related. 4. 50% OWNER, FJD REALTY, LLC (REAL ESTATE HOLDING COMPANY), INVESTMENT PROPERTY, START DATE: 7/1/2008, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, REAL ESTATE HOLDING COMPANY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-19 |
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