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Current Employers
Founders Financial Alliance, Llc

9212 Falls Of Neuse Rd., Suite 221, Raleigh, NC 27615 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2022-01-14
  • WV RA
    APPROVED
    Since 2022-01-14

Branch Locations

1320 National Road, Wheeling, WV 26003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Wheeling WV 12/2014 11/2016
Wells Fargo Clearing Services, Llc Wheeling WV 11/2016 01/2022
Lpl Financial, Llc Wheeling WV 01/2022 Present
Founders Financial Alliance, Llc Wheeling WV 01/2022 Present
Previous Registrations
  • 2015-01-15 → 2022-01-18
    Wheeling, WV
  • 2004-01-01 → 2015-01-06
    East Liverpool, OH
    Coraopolis, PA
    Carnegie, PA
    Colerain, OH
    Cadiz, OH
    Steubenville, OH
    Toronto, OH
    Wintersville, OH
    Steubenville, OH
    St. Clairsville, OH
    Martins Ferry, OH
    East Liverpool, OH
    Mckees Rocks, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Carrollton, OH
    New Philadelphia, OH
    Millersburg, OH
    Scio, OH
    Martins Ferry, OH
    Colerain, OH
  • 2003-05-21 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Pittsburgh, PA
Other Businesses

1. 01/10/2022 - DEFRANCO FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ WHEELING, WV 2. 1/27/2022 - Founders Financial Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 1.2022 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Founders Financial Alliance, LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/27/2022 - Founders Financial Alliance - DBA: (Hybrid) DeFranco Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 1/2022 - 160 Hours Per Month - I provide investment advisory services through Founders Financial Alliance, LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-12
S63 Uniform Securities Agent State Law Examination 1984-08-27
  • S65 Uniform Investment Adviser Law Examination
    2002-08-12
  • S63 Uniform Securities Agent State Law Examination
    1984-08-27
Designations
Other Names
  • Bruce Ns Trushel
  • Bruce N Trushel
  • Bruce Ns Trushel
  • Bruce Trushel
  • Bruce S Trushel

View on SEC IAPD

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