Charles Kyriacos Anastasiou

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-27
TX	RA	APPROVED_RES	2019-05-28
NJ	RA	APPROVED	2017-10-24

NY RA
APPROVED

Since 2021-07-27
TX RA
APPROVED_RES

Since 2019-05-28
NJ RA
APPROVED

Since 2017-10-24

Branch Locations

1 Penn Plz Fl 27, New York, NY 10119 • United States

Scotch Plains, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	New York	NY	05/2009	11/2016
Wells Fargo Clearing Services, Llc	New York	NY	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

New York, NY
11/2016 → Present

Wells Fargo Clearing Services, Llc

New York, NY

Other Businesses

CYPRUS CHILDREN'S FUND, INV RELATED, ASSISTANT TREASURER, START 12/10/2004, 2 HOURS PER MONTH, ZERO DURING TRADING, CHARITABLE FOUNDATION.; TRUSTEE FOR COUSINS FAMILY TRUST (2); INVESTMENT RELATED; CYLDE, NC; START 9/2010; 3-5 HRS MONTH; DURING TRADING HRS.; TRUSTEE FOR NEPHEW'S TRUST, INV RELATED, CLYDE, NC, START 10/31/2018, 3 HRS/MONTH, 2 HRS DURING TRADING.; TRUSTEE FOR COUSIN'S TRUST, INV RELATED, SCOTCH PLAINS, NJ, START: 10/21/2008, 2 HRS/MONTH, 2 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-13
S63	Uniform Securities Agent State Law Examination	1981-10-08

S65 Uniform Investment Adviser Law Examination

1999-05-13
S63 Uniform Securities Agent State Law Examination

1981-10-08

View on SEC IAPD