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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-02-03
TX RA APPROVED_RES 2011-02-02
  • PA RA
    APPROVED
    Since 2011-02-03
  • TX RA
    APPROVED_RES
    Since 2011-02-02

Branch Locations

Greensburg, PA • United States

520 Pellis Road, Greensburg, PA 15601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Greensburg PA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Greensburg, PA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Greensburg, PA
  • 2006-07-11 → 2007-04-02
    Morgan Stanley Dw Inc.
    Greensburg, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-14
S63 Uniform Securities Agent State Law Examination 1981-10-09
  • S65 Uniform Investment Adviser Law Examination
    2006-06-14
  • S63 Uniform Securities Agent State Law Examination
    1981-10-09
Other Names
  • Mike Gordon

View on SEC IAPD

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