John Charles Salvaggio

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2011-05-02

MA RA
APPROVED

Since 2011-05-02

Branch Locations

Boston, MA • United States

538 Preston Avenue, Meriden, CT 06450-4858 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Infinex Investments, Inc.	Boston	MA	04/2011	Present

04/2011 → Present

Infinex Investments, Inc.

Boston, MA

Previous Registrations

2010-12-06 → 2011-04-06

Marblehead Capital, Llc

Beverly, MA
2007-08-03 → 2009-10-22

Citizens Securities, Inc.

Brighton, MA

Brighton, MA

Allston, MA

Chelsea, MA

Charlestown, MA

East Boston, MA

East Boston, MA
2004-07-07 → 2006-11-08

Investors Capital Corp.

Beverly, MA

Topsfield, MA
1998-10-23 → 2004-06-14

Eastern Point Advisors Inc.

Lynnfield, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-01-17
S63	Uniform Securities Agent State Law Examination	1985-04-19

S65 Uniform Investment Adviser Law Examination

1995-01-17
S63 Uniform Securities Agent State Law Examination

1985-04-19

View on SEC IAPD