Kevin John Conlon

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-04-05
NY	RA	APPROVED	2021-06-14

TX RA
APPROVED_RES

Since 2024-04-05
NY RA
APPROVED

Since 2021-06-14

Branch Locations

48 South Service Road Suite 400, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual Life Insurance	Melville	NY	10/2001	Present
Mml Investors Services, Llc	Melville	NY	10/2001	Present

10/2001 → Present

Mass Mutual Life Insurance

Melville, NY
10/2001 → Present

Mml Investors Services, Llc

Melville, NY

Other Businesses

NAME: KEVIN CONLON INV REL: Y ADD: 48 SOUTH SERVICE ROAD, SUITE 400 MELVILLE NY 11747 NATURE: IND LIFE INS, HEALTH INS, GRP LIFE INS, GRP HEALTH INS POSITION: AGENT START DATE: 01/2001 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 20

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-11-18
S63	Uniform Securities Agent State Law Examination	2023-08-04

S65 Uniform Investment Adviser Law Examination

2024-11-18
S63 Uniform Securities Agent State Law Examination

2023-08-04

View on SEC IAPD