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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-03-13
WI RA APPROVED 2026-03-13
  • OH RA
    APPROVED
    Since 2026-03-13
  • WI RA
    APPROVED
    Since 2026-03-13

Branch Locations

3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States

Mcfarland, WI • United States

Stratos Wealth Advisors Llc

3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-03-13
WI RA APPROVED 2026-03-13
  • OH RA
    APPROVED
    Since 2026-03-13
  • WI RA
    APPROVED
    Since 2026-03-13

Branch Locations

Mcfarland, WI • United States

3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 03/2015 11/2024
Morgan Stanley Middleton, WI 11/2024 02/2026
Lpl Financial Llc Beachwood OH 02/2026 Present
Stratos Wealth Partners, Ltd. Beachwood OH 03/2026 Present
Stratos Wealth Advisors, Llc Beachwood OH 03/2026 Present
Previous Registrations
  • 2024-12-04 → 2026-02-27
    Mcfarland, WI
    Middleton, WI
  • 2015-03-11 → 2024-11-27
    Pewaukee, WI
    Fort Mill, SC
    Mc Farland, WI
    Mcfarland, WI
  • 2012-07-03 → 2015-03-02
    Bmo Harris Financial Advisors, Inc.
    Milwaukee, WI
    Chicago, IL
  • 2007-08-21 → 2012-08-17
    M&I Financial Advisors, Inc
    Milwaukee, WI
    Madison, WI
    Milwaukee, WI
  • 2010-04-29 → 2012-04-17
    M&I Investment Management Corp.
    Milwaukee, WI
Other Businesses

1.03/10/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Stratos Wealth Partners; Investment Related; at Reported Business Location(s); Start Date 03/09/2026; 160hrs/mth; 130hrs during trading 2.03/18/2026; (Hybrid) Stratos Wealth Partners; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 03/09/2026; 160hrs/mth; 130hrs during trading; I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 3/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3.03/18/2026; (Hybrid) Stratos Wealth Partners; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 03/09/2026; 160hrs/mth; 130hrs during trading; 4.08/25/2026; McFarland Soccer Club; Coach/ Sports/ Fitness; Not Investment Related; McFarland,WI; Start Date 08/29/2026; 5hrs/mth; 0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-31
  • S66 Uniform Combined State Law Examination
    2007-07-31
Other Names
  • Marni Kristine Winn

View on SEC IAPD

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