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Raymond Musset Clark

The Clark Group Asset Management

Dana Point, CA

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Current Employers
The Clark Group Asset Management

24941 Dana Point Harbor Drive Suite C210, Dana Point, CA 92629 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2013-12-02
TX RA APPROVED_RES 2012-10-04
CA RA APPROVED 2012-10-01
  • WA RA
    APPROVED
    Since 2013-12-02
  • TX RA
    APPROVED_RES
    Since 2012-10-04
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

24941 Dana Point Harbor Drive Suite C210, Dana Point, CA 92629 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Clark Group Asset Management Dana Point CA 11/2005 Present
Previous Registrations
Other Businesses

1) PACHIRA INVESTMENTS, INC. DBA THE CLARK GROUP ASSET MANAGEMENT; INVESTMENT RELATED; 24941 DANA POINT HARBOR DR. STE. C210 DANA POINT, CA 92629; RIA; PRESIDENT; START DATE: 11/2005; APPROX 160 HRS/MO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-11
S63 Uniform Securities Agent State Law Examination 1985-12-10
  • S65 Uniform Investment Adviser Law Examination
    1997-11-11
  • S63 Uniform Securities Agent State Law Examination
    1985-12-10
Designations
Other Names
  • Raymond Mussett Clark
  • Raymond Mussett Clark

View on SEC IAPD

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