Raymond Musset Clark

Employer firm

The Clark Group Asset Management CRD 164405

$344M regulatory AUM 1 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
FINANCIAL ANALYSIS, NEWSLETTERS AND SEMINARS FOR EXISTING AND POTENTIAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

The Clark Group Asset Management

24941 Dana Point Harbor Drive Suite C210, Dana Point, CA 92629 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2013-12-02
TX	RA	APPROVED_RES	2012-10-04
CA	RA	APPROVED	2012-10-01

WA RA
APPROVED

Since 2013-12-02
TX RA
APPROVED_RES

Since 2012-10-04
CA RA
APPROVED

Since 2012-10-01

Branch Locations

24941 Dana Point Harbor Drive Suite C210, Dana Point, CA 92629 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Clark Group Asset Management	Dana Point	CA	11/2005	Present

11/2005 → Present

The Clark Group Asset Management

Dana Point, CA

Previous Registrations

2005-11-09 → 2012-10-31

Wells Fargo Advisors Financial Network, Llc

Sherman Oaks, CA
2001-06-18 → 2005-11-21

Deutsche Bank Securities Inc.

Los Angeles, CA

Other Businesses

1) PACHIRA INVESTMENTS, INC. DBA THE CLARK GROUP ASSET MANAGEMENT; INVESTMENT RELATED; 24941 DANA POINT HARBOR DR. STE. C210 DANA POINT, CA 92629; RIA; PRESIDENT; START DATE: 11/2005; APPROX 160 HRS/MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-11-11
S63	Uniform Securities Agent State Law Examination	1985-12-10

S65 Uniform Investment Adviser Law Examination

1997-11-11
S63 Uniform Securities Agent State Law Examination

1985-12-10

Designations

Certified Financial Planner

Other Names

Raymond Mussett Clark
Raymond Mussett Clark

View on SEC IAPD