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Alan Scott Durlester

Wells Fargo Clearing Services, LLC

Woodland Hills, CA

Sherman Oaks, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-06
CA RA APPROVED 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2023-12-06
  • CA RA
    APPROVED
    Since 2003-07-01

Branch Locations

21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States

Sherman Oaks, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodland Hills CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Woodland Hills CA 11/2016 Present
Previous Registrations
  • 1998-03-27 → 2003-07-01
    Prudential Equity Group, Llc
    Encino, CA
Other Businesses

1. TRUSTEE, INV RELATED, SHERMAN OAKS CA, FAMILY TRUST, TRUSTEE, 3/23/1995, 1 HOUR/MONTH, DURING BUSINESS HOURS, MONITOR ACCOUNT.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-11-05
  • S63 Uniform Securities Agent State Law Examination
    1981-11-05

View on SEC IAPD

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Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
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VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

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