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Darryl Wade Melcher

Wade Management LLC

Somerset, MA

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Current Employers
Wade Management Llc

Somerset, MA • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2012-09-26
MA RA APPROVED 2011-04-21
  • RI RA
    APPROVED
    Since 2012-09-26
  • MA RA
    APPROVED
    Since 2011-04-21

Branch Locations

Somerset, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wade Management Llc (157268) Somerset MA 03/2011 Present
Fieldpoint Private Securities, Llc Westport CT 06/2011 Present
  • 03/2011 → Present
    Wade Management Llc (157268)
    Somerset, MA
  • 06/2011 → Present
    Fieldpoint Private Securities, Llc
    Westport, CT
Previous Registrations
Other Businesses

WADE MANAGEMNT LLC, REGISTERED INVESTMENT FIRM CRD 157268, SOLE MANAGER SOMERSET, MA 3/29/11 MASS MUTUAL INS.CO SPRINGFIELD, MA RENEWAL LIFE INS COMMISSIONS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-03
S63 Uniform Securities Agent State Law Examination 1982-05-18
  • S65 Uniform Investment Adviser Law Examination
    2006-11-03
  • S63 Uniform Securities Agent State Law Examination
    1982-05-18
Other Names
  • Darrly Wade Melcher

View on SEC IAPD

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