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Somerset, MA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2012-09-26 |
| MA | RA | APPROVED | 2011-04-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wade Management Llc (157268) | Somerset | MA | 03/2011 | Present |
| Fieldpoint Private Securities, Llc | Westport | CT | 06/2011 | Present |
WADE MANAGEMNT LLC, REGISTERED INVESTMENT FIRM CRD 157268, SOLE MANAGER SOMERSET, MA 3/29/11 MASS MUTUAL INS.CO SPRINGFIELD, MA RENEWAL LIFE INS COMMISSIONS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-18 |
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