Frank D Di Rocco

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1981 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 02/2014 → Present
  Bank Of America, N.A.
  Miami, FL

Other Businesses

I*55525For profit or not for profit: For-Profit OrganizationName of outside business organization: Classis Marine Group LLCInvestment related: NAddress of business:Miami, Florida 33156Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 7/19/2010Number of hours devoted: 3 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: 12/30/2010 13:22 DI ROCCO, FRANK : This LLC is used to limit our liability while operating our boat. The boat is also chartered8/15/2019 UPDATE: The boat was sold. The new boat is for personal use only. The company is used to pay for maintenance I*112663For profit or not for profit: For-Profit OrganizationName of outside business organization: Club Empresarial, Lima PeruInvestment related: NAddress of business:Lima, 15073Nature of business: Corporation,Position, title, association: Advisory Board Member, Start date of relationship: 6/1/1998Number of hours devoted: 10 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Member of the Board of Directors Attend board meetings. I*1253283, Entity Type: Entity For Profit, Name of OBA: AMREL Ventures LLC, Address: Wilmington , Delaware 19801, Investment Related: Y, Position, Title, Association: Other, Employee Start Date: 04/30/2023, No Hours: 0, No Hours during trading: 0, Duties: Investment Vehicle for my Wife and I to invest in property, non public businesses, land and other opportunities that my wife, deems appropiate,I will have no control of activities, participate in the activities or have any legal or operative ability to act on behalf of the LLC. My interest is 50% ownership as her husband. The activities, if any, will be funded from our joint resources and that is the reason for 50/50 ownership structure. I*3020273, Entity Type: , Name of OBA: New French Village Condominium Associartion, Address: Coral Gables, Florida, 33134, Investment Related: N, Position, Title, Association: Treasurer, Employee State Date: 11/19/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Review Balance Sheet, Income Statement, Review bids for work to be performed, report to the association Financial details - No Account signature. Board of Directors of the condominium Association - ROLE = Treasurer

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-12-02
• S63 Uniform Securities Agent State Law Examination
  1991-10-24

Other Names

• Frank Dirocco
• Francisco Domingo Dirocco
• Francisco Domingo Di Rocco