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Prather Randolph Hill

Sovereign Financial Group, Inc.

Yardley, PA

Stamford, CT

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Current Employers
Sovereign Financial Group, Inc.

35 West Broad Street Suite 100, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-07-01
  • PA RA
    APPROVED
    Since 2019-07-01

Branch Locations

Yardley, PA • United States

35 West Broad Street Suite 100, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Newtown PA 08/2009 06/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 06/2019
Sovereign Financial Group, Inc. Yardley PA 06/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-15
S63 Uniform Securities Agent State Law Examination 1987-07-15
  • S66 Uniform Combined State Law Examination
    2007-09-15
  • S63 Uniform Securities Agent State Law Examination
    1987-07-15
Other Names
  • P Randolph Hill
  • Randy Hill

View on SEC IAPD

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