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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2014-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/1980 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 01/1982 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2015 | Present |
| Northwestern Mutual Investment Services, Llc | Boston | MA | 01/2014 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-05 |
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