Betty Susan Mundale

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1980 → Present
  Professional Financial Services
  Denver, CO
• 03/1995 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Denver, CO

Other Businesses

1. 9/26/2014: PROFESSIONAL FINANCIAL SVCS - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE TRAILS ONLY - STARTED 01/01/1982 - 1 HOUR PER MONTH DURING SECURITIES TRADING - FIXED INSURANCE TRAILS. 2. 4/29/2015: NO BUSINESS NAME - NOT INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - OTHER-NOTARY - STARTED 03/01/2005 - 1 HOUR PER MONTH DURING SECURITIES TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-04-28

Designations

• Chartered Financial Consultant

Other Names

• Betty Susan Cloutier
• Betty Cloutier Mundale