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Maxwell Investment Advisory Services CRD 104922
$9.25M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
101 West Big Beaver Rd. 14Th Floor, Troy, MI 48084 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2012-07-12 |
| MI | RA | APPROVED | 2011-10-27 |
Branch Locations
101 W. Big Beaver Rd 14Th Floor, Troy, MI 48084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maxwell Advisory Services | Troy | MI | 05/1985 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-21 |
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