Steven D Earhart

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 08/2019
  Guardian Life Insurance Company Of America
  Wayne, PA
• 10/2009 → 08/2019
  Park Avenue Securities
  Wayne, PA
• 08/2019 → Present
  Guardian Life Insurance Company
  King Of Prussia, PA
• 08/2019 → Present
  Park Avenue Securities
  King Of Prussia, PA

Previous Registrations

• 1991-06-14 → 2009-10-06
  Karr Barth Financial Planning, Inc.
  Bala Cynwyd, PA
• 2002-07-30 → 2009-09-25
  Equitable Advisors, Llc
  Bala Cynwyd, PA

Other Businesses

1. Insurance brokerage-Group medical, fixed annuity, DI, life, medsup, Start: 07/01/1981, Address: 150 South Warner Road, Suite 120 King of Prussia, PA 19406, 2 total hours per month, 2 during securities trading hours, Less than 10% annual compensation, Investment related, 2. Devon Financial Partners, LLC-Owner, CEO-Insurance sales and planning., Start: 09/16/2009, Address: 150 South Warner Road, Suite 120 King of Prussia PA 19405, 2 total hours per month, 2 during securities trading hours, Less than 10% annual compensation, Investment related, 3. Associate Editor - The Society of Financial Services Professional Journal., Start:11/18/2020, Address: SFSP 10 EAST ATHENS AVENUE, SUITE 224 ARDMORE, PA 19003, 2 total hours per month, 0 during securities trading hours, No annual compensation, Not investment related, 4. National Financial Network, LLC-Co-GA, Start: 07/01/2022, Address: 150 S. Warner Road, Suite 120 Ling of Prussia, PA 19406, 50 total hours per month; 40 during securities trading hours, More than 10% annual compensation, Investment related, 5. Chair, Board Member - Perkiomen Valley Chamber of Commerce, Start Date: 4/03/2024, Address: 521 W. Main Street, Ste. 103. Trappe, PA 19426, 10 total hours per month; 5 during securities trading hours, Not Investment Related, No Annual Compensation, 6. Name: Church Finance Committee/ tithing committee-St Elaenor Church, Nature of Business: Advisory group to the Church, Duties: review issues and provide ideas, select charities. Start date: 02/01/2012, Address: 647 Locust Street Collegeville, PA 19426, 2 total hours per month; 0 during securities trading hours, Not investment related, 7. Name: Fraternity Alumni Board, Nature of Business: Phi Kappa Phi Alumni Association, Duties: Advise undergrads, discuss issues and budgets, Start date: 04/01/2012, Address: 409 East Fairmont Avenue, State College, PA, 1 total hour per month; 1 during securities trading hours, Not investment related,

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-30
• S63 Uniform Securities Agent State Law Examination
  1983-11-18

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Steve Earhart