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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-07-23 |
| OH | RA | APPROVED | 2026-02-02 |
| VT | RA | APPROVED | 2025-12-15 |
| DE | RA | APPROVED | 2025-02-13 |
| DC | RA | APPROVED | 2023-01-30 |
| MD | RA | APPROVED | 2023-01-30 |
| MI | RA | APPROVED | 2023-01-30 |
| SC | RA | APPROVED | 2023-01-30 |
| WA | RA | APPROVED | 2022-06-02 |
| CO | RA | APPROVED | 2021-08-19 |
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2019-05-08 |
| ND | RA | APPROVED | 2018-10-09 |
| IL | RA | APPROVED | 2014-07-16 |
| NC | RA | APPROVED | 2014-02-18 |
| AZ | RA | APPROVED | 2013-05-15 |
| VA | RA | APPROVED | 2010-10-28 |
| FL | RA | APPROVED | 2006-07-31 |
| CA | RA | APPROVED | 2005-09-27 |
| CT | RA | APPROVED | 2004-06-15 |
| NJ | RA | APPROVED | 2004-06-15 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Sag Harbor, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 04/1993 | Present |
| Park Avenue Securities Llc | New York | NY | 05/1999 | Present |
| Guardian Life Insurance Company | Sag Harbor | NY | 06/2024 | Present |
| Park Avenue Securities | Sag Harbor | NY | 06/2024 | Present |
1. Prosperian Wealth Management Prosperian Wealth Management is my approved DBA and I conduct insurance business and securities business through this DBA. Start: 01/01/2011 Address: 800 Westchester Avenue, Suite N409 Rye Brook, NY 10573 5 bus hrs per month Investment related >10% annual compensation 2. Insurance Sales I am licensed to and sell insurance products of insurance companies other than Guardian Life Start: 04/01/1992 Address: 800 Westchester Ave Rye Brook, NY 10573 5 bus hrs per month Investment related >10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-30 |
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