Richard Coolidge Ford

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 09/2017
  Wfg Investments Inc
  Plano, TX
• 01/2013 → 09/2017
  Tfr Advisors Llp
  Plano, TX
• 09/2017 → 06/2024
  Securities America, Inc.
  Plano, TX
• 09/2017 → 06/2024
  Securities America Advisors
  Plano, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Plano, TX

Previous Registrations

• 2017-09-01 → 2024-06-14
  Securities America Advisors, Inc.
  Plano, TX
• 2014-06-20 → 2017-09-01
  Wfg Advisors, Lp
  Plano, TX
• 2013-01-07 → 2014-06-13
  Tfr Advisors Llp
  Plano, TX
• 2006-04-06 → 2012-06-08
  First Dallas Securities Incorporated
  Dallas, TX
  Dallas, TX
• 2000-01-27 → 2012-06-08
  Hodges Capital Management Inc
  Dallas, TX

Other Businesses

NAVIGATION FINANCIAL GROUP - DBA

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-16
• S63 Uniform Securities Agent State Law Examination
  1981-10-27