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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-03 |
Branch Locations
2033 N Main St Ste 800, Walnut Creek, CA 94596 • United States
420 Montgomery St 8Th Fl [Support Center], San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mid Atlantic Capital Corporation | Sacramento | CA | 11/2010 | 09/2019 |
| Mid Atlantic Financial Management, Inc. | Pittsburgh | PA | 11/2010 | 09/2019 |
| Bar Financial | Rancho Cordova | CA | 09/2019 | 12/2025 |
| Alyssa Ritchie | Sacramento | CA | 08/2019 | Present |
| Wellness Advocate Doterra Oil | Sacramento | CA | 07/2017 | 12/2020 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2019 | 12/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 12/2025 |
| Wells Fargo Clearing Services, Llc (Org Id: 19616) | San Francisco | CA | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-19 |
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