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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-03
  • CA RA
    APPROVED
    Since 2025-12-03

Branch Locations

2033 N Main St Ste 800, Walnut Creek, CA 94596 • United States

420 Montgomery St 8Th Fl [Support Center], San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid Atlantic Capital Corporation Sacramento CA 11/2010 09/2019
Mid Atlantic Financial Management, Inc. Pittsburgh PA 11/2010 09/2019
Bar Financial Rancho Cordova CA 09/2019 12/2025
Alyssa Ritchie Sacramento CA 08/2019 Present
Wellness Advocate Doterra Oil Sacramento CA 07/2017 12/2020
Cetera Advisor Networks Llc El Segundo CA 09/2019 12/2025
Cetera Investment Advisers Llc Schaumburg IL 06/2023 12/2025
Wells Fargo Clearing Services, Llc (Org Id: 19616) San Francisco CA 12/2025 Present
  • 11/2010 → 09/2019
    Mid Atlantic Capital Corporation
    Sacramento, CA
  • 11/2010 → 09/2019
    Mid Atlantic Financial Management, Inc.
    Pittsburgh, PA
  • 09/2019 → 12/2025
    Bar Financial
    Rancho Cordova, CA
  • 08/2019 → Present
    Alyssa Ritchie
    Sacramento, CA
  • 07/2017 → 12/2020
    Wellness Advocate Doterra Oil
    Sacramento, CA
  • 09/2019 → 12/2025
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2023 → 12/2025
    Schaumburg, IL
  • 12/2025 → Present
    Wells Fargo Clearing Services, Llc (Org Id: 19616)
    San Francisco, CA
Previous Registrations
  • 2023-06-29 → 2025-04-29
    Concord, CA
    Sacramento, CA
  • 2019-09-13 → 2023-06-29
    Cetera Wealth Services, Llc
    Rancho Cordova, CA
    Livermore, CA
    Sacramento, CA
  • 2010-11-17 → 2019-09-10
    Mid Atlantic Financial Management, Inc.
    Sacramento, CA
    Pittsburgh, PA
    Sacramento, CA
    Sacramento, CA
  • 2006-09-20 → 2007-10-17
    Wells Fargo Investments, Llc
    Folsom, CA
    Roseville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-19
  • S66 Uniform Combined State Law Examination
    2006-09-19
Other Names
  • Alyssa Erin Ritchie-Lopez
  • Alyssa Erin Ritchie
  • Alyssa Erin Lopez
  • Alyssa Erin Lopez
  • Alyssa Erin Ritchie-Lopez

View on SEC IAPD

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