David Paul Brown

Current Employers

Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2019-04-15
LA	RA	APPROVED	2018-04-09
TX	RA	APPROVED_RES	2017-03-13
MD	RA	APPROVED	2016-09-13

RI RA
APPROVED

Since 2019-04-15
LA RA
APPROVED

Since 2018-04-09
TX RA
APPROVED_RES

Since 2017-03-13
MD RA
APPROVED

Since 2016-09-13

Branch Locations

120 E Baltimore St Fl 24, Baltimore, MD 21202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Suntrust Investment Services, Inc.	Atlanta	GA	12/2015	Present
Suntrust Advisory Service, Inc	Atlanta	GA	09/2016	Present

12/2015 → Present

Suntrust Investment Services, Inc.

Atlanta, GA
09/2016 → Present

Suntrust Advisory Service, Inc

Atlanta, GA

Previous Registrations

2008-02-01 → 2015-12-15

Ubs Financial Services Inc.

Hunt Valley, MD
2003-10-28 → 2008-02-01

Brown Advisory Securities, Llc

Baltimore, MD

Baltimore, MD
2003-01-02 → 2003-10-10

Brown Advisory Securities, Llc

Baltimore, MD
1993-09-01 → 2003-01-08

Deutsche Bank Securities Inc.

Baltimore, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-07-30
S63	Uniform Securities Agent State Law Examination	1981-09-28

S65 Uniform Investment Adviser Law Examination

1993-07-30
S63 Uniform Securities Agent State Law Examination

1981-09-28

View on SEC IAPD

Current Employers

Truist Advisory Services, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews