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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-01-03 |
Branch Locations
222 Sidney Baker St S, Kerrville, TX 78028 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas Association Of Sports Officials | San Antonio | TX | 11/2008 | Present |
| Wells Fargo Advisors Llc | Cibolo | TX | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cibolo | TX | 11/2016 | Present |
RENTAL PROPERTY, INVT RELATED, SEGUIN, TX, 100% OWNERSHIP, START DATE 12/15/2021, 10 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. EXECUTOR FOR BROTHER'S ESTATE; INV. RELATED; SAN ANTONIO, TX; START DATE 3/2022; 15 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1982-04-23 |
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