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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-31 |
Branch Locations
465 E. Fir Ave Suite 105, Fresno, CA 93720-2975 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 01/2023 |
| Lpl Financial Llc | Fresno | CA | 01/2023 | Present |
1) 1/2023- Real Estate Rental- co-owner- inv. related- 5085 North Wishon #47 Ave Fresno, CA 93704- start date 7/15/1980- 1hr/mth
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-12-29 |
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