Best Investors
Account
Sign in
Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2007-08-30 |
Branch Locations
Birmingham, AL • United States
1901 6Th Ave N Ste 2800, Birmingham, AL 35203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins. Co. | Milwaukee | WI | 06/1980 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 11/1981 | Present |
| Northwestern Mutual Investment Services | Milwaukee | WI | 01/1982 | Present |
1. CHARGE FEES FOR CONSULTANT WORK (PLAN DESIGN AND ADMINISTRATION) FOR GROUP BENEFIT /EMPLOYEE BENEFITS. NOT INVESTMENT RELATED. 2. OWNER OF OFFICE BUILDING RENTAL PROPERTY 3. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 4. OWNER, RENTAL PROPERY, 1719 ST CHARLES TUSCALOOSA AL. 5. ASSISTANT DIRECTOR, OPEN DOOR MINISTRY, 23995 PINEY CREEK DRIVE, ATHENS, , ALABAMA, 35613, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 08/09/2018, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, ASSISTANT DIRECTOR. 6. PREACHING AT CHURCHES, 3149 BROOK HIGHLAND DRIVE, BIRMINGHAM, ALABAMA, 35242, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 2/1/2021, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, PREACHING AT CHURCHES ON A FILL-IN BASIS WHEN THE CHURCH'S REGULAR MINISTER IS NOT AVAILABLE OR THE CHURCH IS BETWEEN PREACHERS. NOT INVESTMENT RELATED. 7. VICE PRESIDENT/ADJUNCT FACULTY, ASIAN CHRISTIAN UNIVERSITY, 23995 PINEY CREEK DRIVE, ATHENS, , ALABAMA, 35613, PHILIPPINES, NON-PROFIT, START DATE: 11/15/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, COORDINATE ACADEMIC CURRICULUM, RECRUIT FACULTY MEMBERS, TEACH CLASSES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-18 |
Reach out to this advisor