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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2007-08-30
  • AL RA
    APPROVED
    Since 2007-08-30

Branch Locations

Birmingham, AL • United States

1901 6Th Ave N Ste 2800, Birmingham, AL 35203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Ins. Co. Milwaukee WI 06/1980 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 11/1981 Present
Northwestern Mutual Investment Services Milwaukee WI 01/1982 Present
  • 06/1980 → Present
    Northwestern Mutual Life Ins. Co.
    Milwaukee, WI
  • 11/1981 → Present
    Milwaukee, WI
  • 01/1982 → Present
    Northwestern Mutual Investment Services
    Milwaukee, WI
Other Businesses

1. CHARGE FEES FOR CONSULTANT WORK (PLAN DESIGN AND ADMINISTRATION) FOR GROUP BENEFIT /EMPLOYEE BENEFITS. NOT INVESTMENT RELATED. 2. OWNER OF OFFICE BUILDING RENTAL PROPERTY 3. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 4. OWNER, RENTAL PROPERY, 1719 ST CHARLES TUSCALOOSA AL. 5. ASSISTANT DIRECTOR, OPEN DOOR MINISTRY, 23995 PINEY CREEK DRIVE, ATHENS, , ALABAMA, 35613, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 08/09/2018, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, ASSISTANT DIRECTOR. 6. PREACHING AT CHURCHES, 3149 BROOK HIGHLAND DRIVE, BIRMINGHAM, ALABAMA, 35242, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 2/1/2021, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, PREACHING AT CHURCHES ON A FILL-IN BASIS WHEN THE CHURCH'S REGULAR MINISTER IS NOT AVAILABLE OR THE CHURCH IS BETWEEN PREACHERS. NOT INVESTMENT RELATED. 7. VICE PRESIDENT/ADJUNCT FACULTY, ASIAN CHRISTIAN UNIVERSITY, 23995 PINEY CREEK DRIVE, ATHENS, , ALABAMA, 35613, PHILIPPINES, NON-PROFIT, START DATE: 11/15/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, COORDINATE ACADEMIC CURRICULUM, RECRUIT FACULTY MEMBERS, TEACH CLASSES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-11
S63 Uniform Securities Agent State Law Examination 1987-02-18
  • S65 Uniform Investment Adviser Law Examination
    2000-05-11
  • S63 Uniform Securities Agent State Law Examination
    1987-02-18
Designations
  • Chartered Financial Consultant
Other Names
  • Bill Rayburn

View on SEC IAPD

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