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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2012-10-31
  • MI RA
    APPROVED
    Since 2012-10-31

Branch Locations

Grosse Pointe Park, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 11/2010 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 10/2012 Present
Other Businesses

1) ROBERT BURNS, 21304 MACK AVE, SUITE 6, GROSSE POINTE WOODS, MI, 08/1981, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 80 HR/MO, 40 HR/MO TRADING. 2) BURNS FINANCIAL SERVICES, 21304 MACK AVE, SUITE 6, GROSSE POINTE WOODS, MI, 01/1985, AGENT, HR BENEFITS, NIR, 5 HR/MO, 3 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 09/2008, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 40 HR/MO TRADING. 4) BURNS FINANCIAL SERVICES, Gross Pointe Woods MI 48230, United States, 10/31/2012, IAR, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-17
S63 Uniform Securities Agent State Law Examination 1981-10-30
  • S65 Uniform Investment Adviser Law Examination
    2011-02-17
  • S63 Uniform Securities Agent State Law Examination
    1981-10-30

View on SEC IAPD

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