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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2020-12-03 |
Branch Locations
North Providence, RI • United States
200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | North Kingstown | RI | 01/2013 | 02/2019 |
| Questar Asset Management | North Kingstown | RI | 01/2013 | 02/2019 |
| Pruco Securities, Llc | Warwick | RI | 02/2019 | 11/2020 |
| The Prudential Insurance Company Of America | Warwick | RI | 02/2019 | 11/2020 |
| Mass Mutual Life Insurance Company | Warwick | RI | 11/2020 | Present |
| Mml Investors Services, Llc | Warwick | RI | 12/2020 | Present |
Name: Matt Corbishley Inv rel: Y Add: Residential address Nature: Non-MMLIA insurance Position: Financial Services Representative Start date: 11/27/2020 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: Life, Disability, Long-term care, and fixed annuities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-14 |
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