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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-03
FL RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2021-05-03
  • FL RA
    APPROVED
    Since 2017-03-25

Branch Locations

1000 Corporate Dr, Suite 700 Radice Iii, Ft Lauderdale, FL 33334-3637 • United States

Oakland Park, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Fort Lauderdale FL 03/2017 Present
Msi Financial Services Fort Lauderdale FL 07/2016 03/2017
Massmutual Life Insurance Co Fort Lauderdale FL 03/2017 Present
  • 03/2017 → Present
    Fort Lauderdale, FL
  • 07/2016 → 03/2017
    Msi Financial Services
    Fort Lauderdale, FL
  • 03/2017 → Present
    Massmutual Life Insurance Co
    Fort Lauderdale, FL
Previous Registrations
Other Businesses

NAME: LAURIE E MADENFORT INV REL: Y ADDR: 1000 CORPORATE DRIVE STE 700 FORT LAUDERDALE FL 33334 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: INSURANCE AGENT START: 7/2/2016 NO HRS: 8 NO HRS DUR TRADING: 1 DESCRIBE DUTIES: DISABILITY, SHORT/LONG TERM- (GROUP/INDIVIDUAL, LIFE (ALL OTHER THAN VARIABLE/INDEX PRODUCTS), MEDICARE-SUPPLEMENTAL, HEALTH/CRITICAL ILLNESS/ACCIDENT-GRP & INDIVIDUAL, LONG TERM CARE, HYBRID LTCI, FIXED ANNUITIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-07
S65 Uniform Investment Adviser Law Examination 2001-01-24
S63 Uniform Securities Agent State Law Examination 1999-04-03
  • S66 Uniform Combined State Law Examination
    2016-03-07
  • S65 Uniform Investment Adviser Law Examination
    2001-01-24
  • S63 Uniform Securities Agent State Law Examination
    1999-04-03
Other Names
  • Laurie Ellen Shapiro
  • Laurie Ellen Madenfort

View on SEC IAPD

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