Daniel Walter Crosby

Employer firm

Pacific Empire Financial CRD 141648

Reported services (Item 5G)

Financial planning

From the firm’s Form ADV. Read the guides:

Current Employers

Pacific Empire Financial

Murrieta, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-30

CA RA
APPROVED

Since 2026-01-30

Branch Locations

Murrieta, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Upland	CA	03/2003	03/2018
Pacific Empire Financial Group, Llc	Upland	CA	03/2018	Present

03/2003 → 03/2018

Self Employed

Upland, CA
03/2018 → Present

Pacific Empire Financial Group, Llc

Upland, CA

Previous Registrations

1997-07-08 → 2003-06-06

Strategic Advisers Llc

Brea, CA

Other Businesses

PACIFIC EMPIRE; 222 N. MOUNTAIN #107; UPLAND, CA 91786; SOLE PROPRIETOR; LIFE INSURANCE AND ANNUITY SALES; 40 HRS/WK; BEGIN DATE: JUNE 1, 2003. FIXED INSURANCE: LIFE & ANNUITIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-06-28
S63	Uniform Securities Agent State Law Examination	2007-05-21

S65 Uniform Investment Adviser Law Examination

2016-06-28
S63 Uniform Securities Agent State Law Examination

2007-05-21

View on SEC IAPD