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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-01-31
TX RA APPROVED_RES 2014-07-14
  • NJ RA
    APPROVED
    Since 2019-01-31
  • TX RA
    APPROVED_RES
    Since 2014-07-14

Branch Locations

1051 W Sherman Ave Bldg 5/Ste B, Vineland, NJ 08360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Vineland NJ 03/2014 11/2016
Wells Fargo Clearing Services, Llc Vineland NJ 11/2016 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV RELATED; LONG POND, PA; RESIDENTIAL PROPERTY; 100% OWNERSHIP; START 8/10/2015; 10 HOURS PER MONTH, 0 DURING TRADING; LANDLORD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-22
S63 Uniform Securities Agent State Law Examination 1986-10-24
  • S65 Uniform Investment Adviser Law Examination
    2018-12-22
  • S63 Uniform Securities Agent State Law Examination
    1986-10-24
Other Names
  • Martha M Toledo
  • Martha Toledo

View on SEC IAPD

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