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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2001-03-29 |
Branch Locations
430 West 5Th Street Suite 309, Panama City, FL 32401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
TECH FARMS , 7506 HOLLEY CIRCLE, PANAMA CITY, FL 43408, 11/21/2019Advisory Board- Non Profit - Board Member encourage technological advancement in our area by using Tech Farms as an incubator. Additional duties includes evaluating technical ideas to see if they should be funded by Tech Farms Capital. An offshoot of this is conflicts resolution that may occur. 2hr/month...no comp- Non investment related. Bluewater Wealth Strategies, LLC 430 West 5th ST. Suite 309 Panama City Fl. 32401, Owner of LLC, 05/09/2025, 40HRS/MO.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-06-18 |
| S65 | Uniform Investment Adviser Law Examination | 1999-05-26 |
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