Rebecca Vaughn Bromley

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 11/2016
  Wells Fargo Advisors Llc
  Foley, AL
• 01/2009 → 08/2018
  Wells Fargo Bank Na
  Pensacola, FL
• 11/2016 → 08/2018
  Wells Fargo Clearing Services, Llc
  Pensacola, FL
• 09/2018 → 04/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pensacola, FL
• 11/2018 → 04/2019
  Bank Of America, N.A.
  Pensacola, FL
• 10/2019 → 05/2022
  Wells Fargo Clearing Services, Llc
  Dothan, AL
• 04/2019 → 05/2022
  Wells Fargo Bank, Na
  Dothan, AL
• 10/2022 → Present
  Truist Investment Services Inc.
  Panama City, FL
• 10/2022 → Present
  Truist Advisory Services Inc.
  Panama City, FL
• 05/2022 → 10/2022
  Truist Bank
  Panama City, FL

Previous Registrations

• 2019-11-05 → 2022-05-12
  Wells Fargo Clearing Services, Llc
  Dothan, AL
  Birmingham, AL
  Dothan, AL
• 2018-10-10 → 2019-04-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pensacola, FL
  New York, NY
• 2011-12-20 → 2018-09-11
  Wells Fargo Clearing Services, Llc
  Pensacola, FL
  Pensacola, FL
  Pensacola, FL
  Foley, AL
  Birmingham, AL
  Pensacola, FL
  Birmingham, AL
  Pensacola, FL
  Pensacola, FL
  Pensacola, FL
  Orlando, FL
  Pensacola, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-12-19
• S63 Uniform Securities Agent State Law Examination
  2011-11-30

Other Names

• Rebecca Dianne Vaughn
• Becky Vaughn
• Becky Bromley
• Becky Aikin
• Rebecca Bromley
• Rebecca Aikin
• Rebecca Bromley
• Rebecca Vaughn Bromley