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Current Employers
Seacrest Wealth Management, Llc

3000 Westchester Avenue Suite 206, Purchase, NY 10577 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-05-10
  • FL RA
    APPROVED
    Since 2018-05-10

Branch Locations

Vero Beach, FL • United States

3000 Westchester Avenue Suite 206, Purchase, NY 10577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Seacrest Wealth Management Vero Beach FL 02/2009 Present
Purshe Kaplan Sterling Investments Albany NY 02/2009 Present
  • 02/2009 → Present
    Seacrest Wealth Management
    Vero Beach, FL
  • 02/2009 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Other Businesses

JOANNE LIAKOS - HACKENBURG HAS SERVED AS DUALLY-REGISTERED WITH SEACREST WEALTH MANAGEMENT AND PURSHE KAPLAN STERLING INVESTMENTS, INC. SINCE 02/2009. BUSINESS ACTIVITIES ARE CONDUCTED FROM VERO BEACH, FL. APPROXIMATELY 90 PERCENT OF MRS. LIAKOS-HACKENBURG'S TIME IS FOR SERVICES AS AN INVESTMENT ADVISOR REPRESENTATIVE AND THE BALANCE AS A REGISTERED REPRESENTATIVE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-19
S63 Uniform Securities Agent State Law Examination 1985-10-17
  • S65 Uniform Investment Adviser Law Examination
    2018-03-19
  • S63 Uniform Securities Agent State Law Examination
    1985-10-17
Other Names
  • Joanne Demitrios Liakos
  • Joanne D Liakos
  • Joann Liakos
  • Joanne Liakos
  • Joanne Dimitrios Liakos
  • Joanne Liakos Hankenburg

View on SEC IAPD

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