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John Alfred Hochstrasser

Morgan Stanley

Bonita Springs, FL

New York, NY

Cutchogue, NY

CRD 1006960

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-04-02
FL RA APPROVED 2018-08-30
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • FL RA
    APPROVED
    Since 2018-08-30

Branch Locations

Bonita Springs, FL • United States

One Penn Plaza 43Rd Floor, New York, NY 10119 • United States

Cutchogue, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    New York, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

3. North Fork Country Club; Not Investment related; Cutchogue, NY; Charity / Private Foundation; Board of Governors, Assistant Treasurer (proprietor, partner, officer, director, employee, trustee, agent); Oct 2018; During business hours: 0; After business hours: 5; study the numbers and to help the Club run as efficiently and effectively as possible. Assist the Treasurer and the CFO during the annual budget process. Provide inputs on budgets, capital expenditures, member dues. Investment advice would be limited to possible recommendations on the maturity dates of certificates of deposit purchased. 4. *430330 - Estate; Investment related -Yes; Wantagh, New York; Executor; 04/2021; During business hours: 1; After business hours: 9;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-08-07
S63 Uniform Securities Agent State Law Examination 1983-06-09
  • S65 Uniform Investment Adviser Law Examination
    1991-08-07
  • S63 Uniform Securities Agent State Law Examination
    1983-06-09
Designations
  • Certified Financial Planner
Other Names
  • Jack Hochstrasser

View on SEC IAPD

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