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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
1870 Whitehaven Road, Grand Island, NY 14072 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities | West Palm Beach | FL | 01/2007 | Present |
"INDEPENDENT INSURANCE AGENT(ING, JOHN HANCOCK)",Is Investment Related,"1870 Whitehaven Road, , Grand Island, NY, 14072, USA",Life and Variable Insurance Agent,Agent,2001-01-01,1 hours per month,1 hours per month during trading hours,Commission Compensation,Life and Variable Insurance Agent BUTTONWOOD MANAGEMENT POSITION: President NATURE: Buttonwood is a sub chapter S that is set up to manage my business expenses in a tax efficient manner. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2014 ADDRESS: 50 Spicer Creek Run, Grand Island NY 14072 DESCRIPTION: Once my commissions are direct deposited to my individual bank account. I deposit those monies to my Buttonwood checking account and then pay my business expenses and then myself. This on average takes about two to three hours per month. WHITE,WHITE & CICH FINANCIAL SERVICES DBA POSITION: Partner NATURE: DBA/Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/26/2007 ADDRESS: 1870 Whitehaven Road, , Grand Island, NY, 14072, USA DESCRIPTION: I meet with clients and potential clients in order to help them make investment decisions. However all Securities are offered through GWN Securities, Inc. FINRA/ SIPC. Palm Beach Gardens, FL 33418
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-11-09 |
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