John Edward Maloney

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers

Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-11-14
NJ	RA	APPROVED	2024-11-07

FL RA
APPROVED

Since 2024-11-14
NJ RA
APPROVED

Since 2024-11-07

Branch Locations

Naples, FL • United States

25 Union Pl 3Rd Floor, Summit, NJ 07901 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M&R Capital Management, Inc.	Summit	NJ	05/1997	10/2024
Wealth Enhancement Group	Summit	NJ	11/2024	Present
Wealth Enhancement Advisory Services	Summit	NJ	11/2024	Present

05/1997 → 10/2024

M&R Capital Management, Inc.

Summit, NJ
11/2024 → Present

Wealth Enhancement Group

Summit, NJ
11/2024 → Present

Wealth Enhancement Advisory Services

Summit, NJ

Previous Registrations

1997-07-24 → 2024-11-21

M&R Capital Management Inc

New York, NY

Summit, NJ

Other Businesses

TRUSTEE FOR PERSONAL TRUST – INVESTMENT RELATED – NAPLES, FL – START DATE: 03/2024 – 0 HOURS SPENT PER MONTH, 0 HOURS SPENT DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-02-07
S63	Uniform Securities Agent State Law Examination	1981-10-15

S65 Uniform Investment Adviser Law Examination

1994-02-07
S63 Uniform Securities Agent State Law Examination

1981-10-15

View on SEC IAPD