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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-01-22 |
Branch Locations
579 Main Street, Bolton, MA 01740 • United States
101 Wastlake Drive Suite 129, Austin, TX 78746 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bolton Global Capital | Bolton | MA | 01/2010 | Present |
| Bolton Global Asset Management | Bolton | MA | 01/2010 | Present |
1) Investment Advisor Representative with Bolton Global Asset Management, doing business as 'King Global Investments, LLC'. Investment related. Conducted from branch location. Spends approximately 120 per month on this activity during business hours, and 40 hours outside of business hours. Began upon association with current firm. 2) Owner and manager of King Global Investments, LLC, entity created to operate securities and investment advisory businesses. Investment related. Conducted from branch location. Time spent per month managing LLC is balanced with duties as an investment advisor. Began upon association with current firm.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1981-08-19 |
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