Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-11 |
| TX | RA | APPROVED | 2018-08-31 |
Branch Locations
1717 N. Laurent, Ste. 103, Victoria, TX 77901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James R. Henry Clu & Co. | Victoria | TX | 05/1974 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2011 | 08/2018 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2011 | 08/2018 |
| Lpl Financial Llc | Victoria | TX | 08/2018 | Present |
1)08/24/2018 - CROSSROADS WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2008 - 160 hr/mth 2) 08/24/2018 - JAMES R. HENRY OFFICE BLDG - COMMERCIAL RENTAL PROPERTY; OWNER - Victoria, TX - non-inv rel - Victoria, TX - start: 10/2006 - 4 hr/mth 3) 08/24/2018 - JAMES R. AND BARBARA H. HENRY REVOCABLE LIVING TRUST - Act in a Fiduciary Capacity - Brian Heat, UT - start: 12/2006 - 2 hr/mth. 4) 9/14/2018 - JAMES R. HENRY, CLU & COMPANY - At Reported Business Location(s) - Insurance Agency - Start Date: 04/1982 - 20 Hours Per Month/Time Spent 10% - Fixed Life, Annuities (except EIA), Longterm Care, Medicare Supplement. 5) 11/03/2023 - No Business Name - Non-Inv Related - Yoakum, TX - Rep's Business - Start Date: 8/27/2023 - 3 Hrs/Mo; 0 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-11-06 |
Reach out to this advisor