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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-03 |
| PA | RA | APPROVED | 2014-01-10 |
Branch Locations
1650 Market Street 42Nd Floor, Philadelphia, PA 19103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Philadelphia | PA | 01/2014 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
PHI BETA KAPPA SOCIETY OF HAVERFORD COLLEGE AWARDS PBK CREDENTIALS AND PROVIDES ACADEMIC SPEAKERS FOR COLLEGE STUDENTS; PENNSYLVANIA; TREASURER AND BOARD MEMBER; DUTIES- INVESTING THE SOCIETIES EXCESS FUNDS; 12/1999
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1981-08-21 |
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