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John Vance Kloster

Regal Advisory Services, Inc.

Farmington Hills, MI

Glenview, IL

CRD 1005931

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Employer firm

Regal Advisory Services, Inc. CRD 123842

$121M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Regal Advisory Services, Inc.

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2016-09-02
MI RA APPROVED 2016-08-15
  • AZ RA
    APPROVED
    Since 2016-09-02
  • MI RA
    APPROVED
    Since 2016-08-15

Branch Locations

31550 Northwestern Hwy Suite 101, Farmington Hills, MI 48334 • United States

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kloster Capital Management Llc Davisburg MI 12/1995 Present
Regal Advisory Services Glenview IL 08/2016 Present
  • 12/1995 → Present
    Kloster Capital Management Llc
    Davisburg, MI
  • 08/2016 → Present
    Regal Advisory Services
    Glenview, IL
Previous Registrations
  • 2010-05-21 → 2017-08-16
    Kloster Capital Management,L.L.C.
    Davisburg, MI
Other Businesses

1. Kloster Capital Management, LLC; Owner and Sole Employee; Started in 1995; Will be used to accept compensation from Regal, no new business to be transacted. 2. Bryllan LLC ; Passive investor no other affiliation or work. Started in 2015 3. Topical Pain Relief; Passive Investor, no other affiliations or work. Started in 2014.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-27
S63 Uniform Securities Agent State Law Examination 1984-02-20
  • S65 Uniform Investment Adviser Law Examination
    2010-04-27
  • S63 Uniform Securities Agent State Law Examination
    1984-02-20
Other Names
  • John V Kloster

View on SEC IAPD

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