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Peter Michael Katz

Lantern Wealth Advisors, LLC

New York, NY

Melville, NY

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Current Employers
Lantern Wealth Advisors, Llc

35 Pinelawn Road Suite 101E, Melville, NY 11747 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-29
  • NY RA
    APPROVED
    Since 2024-04-29

Branch Locations

New York, NY • United States

35 Pinelawn Road Suite 101E, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axiom Capital Management, Inc. New York NY 03/2009 11/2017
Western International Securities, Inc. Pasadena CA 11/2017 04/2024
Herold & Lantern Investments, Inc. Melville NY 04/2024 Present
Lantern Wealth Advisors, Llc Melville NY 04/2024 Present
  • 03/2009 → 11/2017
    Axiom Capital Management, Inc.
    New York, NY
  • 11/2017 → 04/2024
    Western International Securities, Inc.
    Pasadena, CA
  • 04/2024 → Present
    Herold & Lantern Investments, Inc.
    Melville, NY
  • 04/2024 → Present
    Lantern Wealth Advisors, Llc
    Melville, NY
Previous Registrations
  • 2020-08-19 → 2024-05-02
    Western International Securities, Inc.
    New York, NY
    Massapequa, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-18
S65 Uniform Investment Adviser Law Examination 1996-11-05
S63 Uniform Securities Agent State Law Examination 1982-04-22
  • S66 Uniform Combined State Law Examination
    2020-08-18
  • S65 Uniform Investment Adviser Law Examination
    1996-11-05
  • S63 Uniform Securities Agent State Law Examination
    1982-04-22

View on SEC IAPD

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