John Warren Smith

Current Employers

Employment History

• 11/1989 → Present
  Osaic Wealth, Inc.
  North Platte, NE
• 01/1981 → Present
  First Nebraska Financial Services, Inc.
  North Platte, NE
• 04/2019 → Present
  First Nebraska Advisory Llc
  North Platte, NE
• 09/2000 → 05/2019
  Royal Alliance Associates, Inc.
  North Platte, NE

Other Businesses

1) First Nebraska Financial Services, Inc. investment-related 202 W. 2nd St., North Platte, NE 69101 insurance Shareholder, Chairman, and President Since 1986 20 hours per month 1 hour during trading insurance planning for asset protection risk 2) JTWROS Darrel & Frances Smith; John & Vicky Smith investment related 202 W. 2nd St., North Platte, NE 69101 real estate rental (tenant office space lease) JTWROS 1/20/2021 0 hours per month 0 hours during trading passive real estate ownership 3) NOTARY PUBLIC LICENSE POSITION: License holder NATURE: Self INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 202 W 2nd St, North Platte NE 69101, United States DESCRIPTION: Occasionally a legal document requires a Notary stamp and signature. In a year I might do 2 to5 signatures. 4) FIRST NEBRASKA FINANCIAL SERVICES INC. POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1986 ADDRESS: 202 West 2nd St. North Platte, NE. 69101, North Platte NE 69101, United States DESCRIPTION: Planning for asset protection/allocations.

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-01-29