William Ambrose Dipenice

Current Employers

R. F. Lafferty & Co., Inc.

40 Wall Street Suite 3602, New York, NY 10005 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-08-25

FL RA
APPROVED

Since 2016-08-25

Branch Locations

Irvington, NY • United States

40 Wall Street Suite 3602, New York, NY 10005 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	White Plains	NY	06/2012	Present
R F Lafferty & Co Inc	New York	NY	07/2016	Present

06/2012 → Present

Wells Fargo Advisors, Llc

White Plains, NY
07/2016 → Present

R F Lafferty & Co Inc

New York, NY

Previous Registrations

2012-06-26 → 2016-07-13

Wells Fargo Clearing Services, Llc

Yonkers, NY

White Plains, NY

Yonkers, NY

Eastchester, NY

Yonkers, NY

Yonkers, NY
2007-10-31 → 2012-06-27

Chase Investment Services Corp.

Bronxville, NY

Rye, NY

White Plains, NY

Tuckahoe, NY

Mount Vernon, NY

Rye, NY

Rye, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-30
S63	Uniform Securities Agent State Law Examination	2002-10-16

S66 Uniform Combined State Law Examination

2007-10-30
S63 Uniform Securities Agent State Law Examination

2002-10-16

Other Names

William Ambrose Dipenice

View on SEC IAPD