Norman James Merhaut

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1986 → Present
  Northern Life Insurance Company
  Seattle, WA
• 06/1996 → Present
  Njm Inc.
  Euclid, OH
• 01/2007 → Present
  Planmember Securities Corporation
  Carpinteria, CA

Previous Registrations

• 1999-12-29 → 2011-10-31
  Njm Inc.
  Euclid, OH
  Euclid, OH
• 2007-01-17 → 2008-03-11
  Planmember Securities Corporation
  Euclid, OH
  Carpinteria, CA
  Euclid, OH
  Euclid, OH
• 2001-10-10 → 2003-11-20
  Brecek & Young Advisors, Inc.
  Euclid, OH

Other Businesses

NJM INC POSITION: President NATURE: The marketing and selling of life, accident, health and fixed annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 01/03/1987 ADDRESS: 4952 E. 71st St, Cuyahoga Hts OH 44125, United States DESCRIPTION: I market primarily fixed annuities. I am the president and the sole employee of NJM INC

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-02-18

Other Names

• Norm Merhaut
• Norman James Merhaut