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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • LA RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

13750 San Pedro Ave, Ste 145, San Antonio, TX 78232 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. San Antonio TX 07/2008 07/2021
Various Insurance Carriers For W&R Insurance Agencies San Antonio TX 09/2010 07/2021
Lpl Financial Llc San Antonio TX 07/2021 Present
  • 07/2008 → 07/2021
    Waddell & Reed, Inc.
    San Antonio, TX
  • 09/2010 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    San Antonio, TX
  • 07/2021 → Present
    San Antonio, TX
Previous Registrations
  • 2009-01-05 → 2021-07-21
    Waddell & Reed
    San Antonio, TX
    Edmond, OK
    San Antonio, TX
Other Businesses

1- 07/2021 / DBA for LPL Business (entity for LPL business) / WRI Investments / Investment Related / San Antonio, TX

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-02
  • S66 Uniform Combined State Law Examination
    2009-01-02
Other Names
  • Leticia Gamboa
  • Leticia Sanchez

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Antonio, TX

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